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US Regulators Target “DeFi” or Decentralized Finance
The US Securities and Exchange Commission (SEC) would like to intensify its scrutiny of decentralized finance, also known as “DeFi”, as the market for blockchain-based financial services continues to grow.
SEC Rule Aims to Place Foreign Company Auditing on Equal Footing
Trading in foreign companies listed in US stock exchanges can be suspended if a foreign country prevents US regulators from inspecting the company’s auditor for three consecutive years, under new rules approved this week.
US SEC Moves to Close the Regulatory Gap on Frequency Trading
The US Securities and Exchange Commission (SEC) is moving towards requiring traders involved in high-frequency trading being required to register with the SEC as dealers and subject to supervision as traders in the equities and corporate bond markets.
McKinsey Partner Charged With Insider Trading Over Fintech Deal
A partner at global management consulting firm McKinsey Consulting has been charged with insider trading over allegedly buying call options in a fintech startup company after learning it would be acquired by Goldman Sachs.